

世界地理研究 ›› 2026, Vol. 35 ›› Issue (6): 103-121.DOI: 10.3969/j.issn.1004-9479.2026.06.20250481
• 专栏:可持续转型地理的全球经验与中国实践 • 上一篇
收稿日期:2025-04-21
修回日期:2025-12-16
出版日期:2026-06-15
发布日期:2026-06-26
通讯作者:
韩增林
作者简介:段冶(1989—),男,副教授,硕导,博士,研究方向:能源地理、能源与碳排放,E-mail:dydl@lnnu.edu.cn。
基金资助:
Ye DUAN1(
), Yang LIU1, Di LI1, Zenglin HAN2(
)
Received:2025-04-21
Revised:2025-12-16
Online:2026-06-15
Published:2026-06-26
Contact:
Zenglin HAN
摘要:
研究基于地级市层面的能源、环境、社会及经济数据,核算出118个资源型城市2006—2021年的工业碳排放,并构建能源消费结构的绿色质量指标(GREENQ),结合双变量空间自相关分析等方法和门槛-STIRPAT模型等工具,系统揭示了时序上能源绿色转型与碳排放之间的空间交互和耦合特征,并深入探究能源绿色转型对资源型城市碳排放的影响机制。研究发现:①中国资源型城市工业碳排放整体上呈现出“北高南低、东部高中西部增长”的空间格局,随时间推移,工业碳排放总量呈现出显著的空间集聚特征。绿色质量指标的空间分异与碳排放关联特征明显,呈现多极化集聚态势。②能源绿色转型作为门槛变量,对碳排放呈现出明显的单一门槛效应,门槛值为0.426 7,且具有阶段性影响特征,绿色质量指标与碳排放呈显著负相关。③在不同生命周期的资源型城市中,绿色质量指标在不同水平阶段、时间演变维度、经济分区以及工业基础类别等多个维度呈现显著异质性,工业碳排放的影响机制随之呈现明显异质性特征。最后从优化调整能源消费结构、加强创新要素集聚、提高能源效率等方面提出对策建议。
段冶, 刘阳, 李迪, 韩增林. 中国资源型城市碳排放的时空演变与影响因素——基于能源消费视角[J]. 世界地理研究, 2026, 35(6): 103-121.
Ye DUAN, Yang LIU, Di LI, Zenglin HAN. The spatio-temporal evolution and influencing factors of carbon emissions in China's resource-based cities: A perspective of energy consumption[J]. World Regional Studies, 2026, 35(6): 103-121.
| 变量 | 观测值 | 平均数 | 标准差 | 最小值 | 中位数 | 最大值 |
|---|---|---|---|---|---|---|
| lnCE | 1 872 | -0.853 | 1.337 | -5.741 | -0.845 | 2.916 |
| lnGREENQ | 1 872 | -0.492 | 0.341 | -1.232 | -0.632 | 2.772 |
| lnUR | 1 872 | -0.753 | 0.341 | -2.074 | -0.713 | -0.036 |
| lnRGDP | 1 872 | 10.376 | 0.710 | 4.595 | 10.404 | 12.456 |
| lnRD | 1 872 | -4.900 | 0.818 | -7.947 | -4.883 | -1.576 |
| lnEI | 1 872 | -2.297 | 0.809 | -4.868 | -2.231 | 1.821 |
| lnDOO | 1 872 | -3.231 | 1.349 | -12.815 | -3.139 | 0.377 |
| lnPOP | 1 872 | 1.662 | 0.203 | -0.381 | 1.688 | 1.945 |
表1 描述性统计
Tab. 1 Descriptive statistics
| 变量 | 观测值 | 平均数 | 标准差 | 最小值 | 中位数 | 最大值 |
|---|---|---|---|---|---|---|
| lnCE | 1 872 | -0.853 | 1.337 | -5.741 | -0.845 | 2.916 |
| lnGREENQ | 1 872 | -0.492 | 0.341 | -1.232 | -0.632 | 2.772 |
| lnUR | 1 872 | -0.753 | 0.341 | -2.074 | -0.713 | -0.036 |
| lnRGDP | 1 872 | 10.376 | 0.710 | 4.595 | 10.404 | 12.456 |
| lnRD | 1 872 | -4.900 | 0.818 | -7.947 | -4.883 | -1.576 |
| lnEI | 1 872 | -2.297 | 0.809 | -4.868 | -2.231 | 1.821 |
| lnDOO | 1 872 | -3.231 | 1.349 | -12.815 | -3.139 | 0.377 |
| lnPOP | 1 872 | 1.662 | 0.203 | -0.381 | 1.688 | 1.945 |
| 系数 | lnGREENQ | lnUR | lnRGDP | lnRD | lnEI | lnDOO | lnPOP | 整体 |
|---|---|---|---|---|---|---|---|---|
| VIF | 1.06 | 2.38 | 2.31 | 1.49 | 1.34 | 1.21 | 1.20 | 1.57 |
表2 方差膨胀系数
Tab. 2 Variance inflation factor
| 系数 | lnGREENQ | lnUR | lnRGDP | lnRD | lnEI | lnDOO | lnPOP | 整体 |
|---|---|---|---|---|---|---|---|---|
| VIF | 1.06 | 2.38 | 2.31 | 1.49 | 1.34 | 1.21 | 1.20 | 1.57 |
| 门槛变量 | 假设检验 | RSS | MSE | F统计量 | P值 | 临界值 10% 5% 1% | ||
|---|---|---|---|---|---|---|---|---|
| GREENQ | 单一门槛 | 336.399 3 | 0.181 2 | 31.02*** | 0.003 3 | 19.608 9 | 22.536 3 | 27.518 5 |
| 双重门槛 | 334.186 9 | 0.180 1 | 12.29 | 0.250 0 | 16.442 1 | 20.016 9 | 28.377 9 | |
表3 门槛效应自抽样检验结果
Tab.3 Bootstrap sampling test results of threshold effect
| 门槛变量 | 假设检验 | RSS | MSE | F统计量 | P值 | 临界值 10% 5% 1% | ||
|---|---|---|---|---|---|---|---|---|
| GREENQ | 单一门槛 | 336.399 3 | 0.181 2 | 31.02*** | 0.003 3 | 19.608 9 | 22.536 3 | 27.518 5 |
| 双重门槛 | 334.186 9 | 0.180 1 | 12.29 | 0.250 0 | 16.442 1 | 20.016 9 | 28.377 9 | |
| 门槛变量/核心解释变量 | 门槛顺序 | 门槛值 | 95%置信区间 | BS次数 |
|---|---|---|---|---|
| 能源消费结构的绿色质量(GREENQ) | 单一门槛 | -0.849 3 | (-0.874 2,-0.845 5) | 300 |
| 双重门槛 | -0.967 5 | (-0.976 0,-0.956 4) | 300 |
表4 门槛估计值及置信区间
Tab. 4 Threshold estimates and confidence intervals
| 门槛变量/核心解释变量 | 门槛顺序 | 门槛值 | 95%置信区间 | BS次数 |
|---|---|---|---|---|
| 能源消费结构的绿色质量(GREENQ) | 单一门槛 | -0.849 3 | (-0.874 2,-0.845 5) | 300 |
| 双重门槛 | -0.967 5 | (-0.976 0,-0.956 4) | 300 |
| 变量 | 门槛模型 |
|---|---|
| lnEI | 0.079 7***(3.67) |
| lnUR | 0.351 2***(4.28) |
| lnRD | 0.079 2***(4.07) |
| lnRGDP | 0.489 2***(14.28) |
| lnER | -1.887 3***(-5.09) |
| lnDOO | 0.030 2(1.77) |
| lnPOP | -0.288 1(-1.55) |
| lnGREENQ(GREENQ | -0.534 1***(-5.57) |
| lnGREENQ(GREENQ | -0.258 0***(-3.95) |
| Cons | -4.663 7***(-8.61) |
| N | 1 872 |
| adj. R2 | 0.291 6 |
表5 单一门槛回归结果
Tab. 5 Results of single threshold regression
| 变量 | 门槛模型 |
|---|---|
| lnEI | 0.079 7***(3.67) |
| lnUR | 0.351 2***(4.28) |
| lnRD | 0.079 2***(4.07) |
| lnRGDP | 0.489 2***(14.28) |
| lnER | -1.887 3***(-5.09) |
| lnDOO | 0.030 2(1.77) |
| lnPOP | -0.288 1(-1.55) |
| lnGREENQ(GREENQ | -0.534 1***(-5.57) |
| lnGREENQ(GREENQ | -0.258 0***(-3.95) |
| Cons | -4.663 7***(-8.61) |
| N | 1 872 |
| adj. R2 | 0.291 6 |
| 变量 | 0<GREENQ≤0.426 7 | 0.426 7<GREENQ≤0.610 8 | 0.610 8<GREENQ |
|---|---|---|---|
| lnGREENQ | -1.987 0**(-3.04) | -0.706 9**(-3.11) | 0.140 1(1.95) |
| 控制变量 | Yes | Yes | Yes |
| Cons | -10.489 2***(-5.99) | -4.253 3***(-5.15) | -7.960 8***(-5.84) |
| N | 397 | 824 | 651 |
| adj.R2 | 0.357 2 | 0.284 4 | 0.245 1 |
表6 不同水平区间资源型城市异质性
Tab. 6 Heterogeneity of resource-based cities at different levels
| 变量 | 0<GREENQ≤0.426 7 | 0.426 7<GREENQ≤0.610 8 | 0.610 8<GREENQ |
|---|---|---|---|
| lnGREENQ | -1.987 0**(-3.04) | -0.706 9**(-3.11) | 0.140 1(1.95) |
| 控制变量 | Yes | Yes | Yes |
| Cons | -10.489 2***(-5.99) | -4.253 3***(-5.15) | -7.960 8***(-5.84) |
| N | 397 | 824 | 651 |
| adj.R2 | 0.357 2 | 0.284 4 | 0.245 1 |
| 变量 | 2006—2010年 | 2011—2015年 | 2016—2021年 |
|---|---|---|---|
| lnGREENQ | -0.439 4**(-2.68) | -0.305 1***(-4.27) | -0.207 9*(-2.25) |
| 控制变量 | Yes | Yes | Yes |
| Cons | 1.346 6 (0.25) | -5.452 1 (-1.15) | -1.843 7*(-1.90) |
| N | 585 | 585 | 702 |
| adj.R2 | 0.104 8 | -0.186 3 | -0.003 6 |
表7 不同时间资源型城市异质性
Tab. 7 Heterogeneity of resource-based cities at different times
| 变量 | 2006—2010年 | 2011—2015年 | 2016—2021年 |
|---|---|---|---|
| lnGREENQ | -0.439 4**(-2.68) | -0.305 1***(-4.27) | -0.207 9*(-2.25) |
| 控制变量 | Yes | Yes | Yes |
| Cons | 1.346 6 (0.25) | -5.452 1 (-1.15) | -1.843 7*(-1.90) |
| N | 585 | 585 | 702 |
| adj.R2 | 0.104 8 | -0.186 3 | -0.003 6 |
| 变量 | 西部城市 | 中部城市 | 东部城市 | 东北城市 |
|---|---|---|---|---|
| lnGREENQ | -0.367 3***(-4.28) | -0.342 9**(-2.93) | 0.863 7***(6.37) | 0.119 4(0.99) |
| 控制变量 | Yes | Yes | Yes | Yes |
| Cons | -4.551 5***(-5.58) | 3.223 7(0.93) | -11.429 6(-1.11) | 2.784 7(0.64) |
| N | 656 | 592 | 304 | 320 |
| adj.R2 | 0.378 9 | 0.316 6 | 0.487 0 | 0.187 0 |
表8 中国四大区域资源型城市异质性
Tab. 8 Heterogeneity of resource-based cities in China's four major regions
| 变量 | 西部城市 | 中部城市 | 东部城市 | 东北城市 |
|---|---|---|---|---|
| lnGREENQ | -0.367 3***(-4.28) | -0.342 9**(-2.93) | 0.863 7***(6.37) | 0.119 4(0.99) |
| 控制变量 | Yes | Yes | Yes | Yes |
| Cons | -4.551 5***(-5.58) | 3.223 7(0.93) | -11.429 6(-1.11) | 2.784 7(0.64) |
| N | 656 | 592 | 304 | 320 |
| adj.R2 | 0.378 9 | 0.316 6 | 0.487 0 | 0.187 0 |
| 变量 | 非老工业城市 | 老工业城市 |
|---|---|---|
| lnGREENQ | -0.284 5***(-3.66) | -0.053 9(-0.71) |
| 控制变量 | Yes | Yes |
| Cons | -3.633 4***(-4.76) | 0.054 0(0.05) |
| N | 960 | 912 |
| adj. R2 | 0.408 7 | 0.202 2 |
表9 工业与非工业城市异质性
Tab. 9 Heterogeneity of industrial and non-industrial cities
| 变量 | 非老工业城市 | 老工业城市 |
|---|---|---|
| lnGREENQ | -0.284 5***(-3.66) | -0.053 9(-0.71) |
| 控制变量 | Yes | Yes |
| Cons | -3.633 4***(-4.76) | 0.054 0(0.05) |
| N | 960 | 912 |
| adj. R2 | 0.408 7 | 0.202 2 |
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